What Happens to a REIT When Markets Get Scared?
According to Stanger Investment Banking, non-traded REITs raised almost $12bn in 2019 and nearly...
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Blog | Due Diligence Works
Navigating Changing Investment Landscapes
Here’s What Rising Rates Mean to Jeffrey “Bond King” Gundlach
Renowned investor Jeffrey Gundlach,...
It’s time to stop “Wash, Rinse, Repeat” your Monthly Structured Product Shelf. Here’s why.
Takeaway: In today's MLCD marketplace, where there is FDIC insurance, should you be offering MLCDs...
What happens when FINRA's President interviews the SEC's Chairman?
Summary: Even now, there was a lot of talk about Reg BI and what it really means. They reiterated...
Structured Products Monthly Process Changes with Higher Yields
The structured product market has been akin to riding a roller coaster over the past few years....
How Do BDs Survive the Squeeze of More Industry Regulations and the Need to Control Expenses?
Key Takeaway: More Outsourcing and More Regulations Means More DDW
What a "Product Diversified" Portfolio Really Means
Over the last 12 months, we have seen the fed funds rate increase by 4.5%, directly affecting...
We will ring in 2023 with the highest income levels in over 2 years
Key Takeaway: We will ring in 2023 with the highest income levels in over 2 years for both FIAs and...
FTX: A failure of due diligence
What happened to FTX, and more importantly, what should we think about going forward?