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Blog | Due Diligence Works

We will ring in 2023 with the highest income levels in over 2 years

Key Takeaway: We will ring in 2023 with the highest income levels in over 2 years for both FIAs and...

FTX: A failure of due diligence

What happened to FTX, and more importantly, what should we think about going forward?

Takeaways from the FINRA Small Firms Conference - Los Angeles, November 2022

Key Themes Discussed:  Reg BI,  Complex Products,  Best Ex Reviews 

What We Learned at the National Society of Compliance Professionals’ (NSCP) National Conference

There were 4 primary themes that ran throughout the compliance conference.

3 Ways BDs are Responding to PTE 2020-02

We are frequently asked "What are firms doing with PTE 2020-02? How are our BD peers handling...

William Golias joins DDW

DDW is expanding again. We are fortunate to continue hiring great people who love due diligence and...

DDW Annual Conference 2021

Thank you to the over 90 industry leaders who came together to share some great perspectives at the...

DDW Turns 5 Years Old

Thank you for 5 incredible years.  Looking forward to many more.

DDW Client Portal Conversion reaches 100%

Congratulations to the DDW Tech Team on converting 100% of our clients to our new and improved...