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Teague Purcell

Structured Products Industry Update - November 2022

Where Will Structured Products be in the Next Market Cycle?

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Michael Freeman

FTX: A failure of due diligence

What happened to FTX, and more importantly, what should we think about going forward?

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Michael Freeman

Takeaways from the FINRA Small Firms Conference - Los Angeles, November 2022

Key Themes Discussed:  Reg BI,  Complex Products,  Best Ex Reviews 

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Michael Freeman

What We Learned at the National Society of Compliance Professionals’ (NSCP) National Conference

 

There were 4 primary themes that ran throughout the compliance conference.

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Michael Freeman

3 Ways BDs are Responding to PTE 2020-02

 

We are frequently asked "What are firms doing with PTE 2020-02? How are our BD peers handling 401k rollovers?"

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Due Diligence Works

William Golias joins DDW

DDW is expanding again. We are fortunate to continue hiring great people who love due diligence and supporting our growing clients....

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Due Diligence Works

DDW Annual Conference 2021

Thank you to the over 90 industry leaders who came together to share some great perspectives at the DDW Conference last week. And thank you to our...

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Due Diligence Works

DDW Turns 5 Years Old

Thank you for 5 incredible years.  Looking forward to many more.

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Due Diligence Works

DDW Client Portal Conversion reaches 100%

Congratulations to the DDW Tech Team on converting 100% of our clients to our new and improved portal. New portal has new features, faster load...

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Due Diligence Works

DDW Client Conference 2021

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