Where Will Structured Products be in the Next Market Cycle?

What happened to FTX, and more importantly, what should we think about going forward?

Key Themes Discussed:  Reg BI,  Complex Products,  Best Ex Reviews 

There were 4 primary themes that ran throughout the compliance conference.

We are frequently asked "What are firms doing with PTE 2020-02? How are our BD peers handling 401k rollovers?"

DDW is expanding again. We are fortunate to continue hiring great people who love due diligence and supporting our growing clients....

Thank you to the over 90 industry leaders who came together to share some great perspectives at the DDW Conference last week. And thank you to our...

Thank you for 5 incredible years.  Looking forward to many more.

Congratulations to the DDW Tech Team on converting 100% of our clients to our new and improved portal. New portal has new features, faster load...