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An ERISA Rollover Wizard for RIA's and independent financial advisors

powered by Due Diligence Works, Inc.

DDW At a Glance

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Institutional Clients
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Reg and Product Committees a Year
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Years Experience
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Products Supported

ERISA Rollover Tool for Advisors

PTE 2020-02 Compliant

401K, 403b, TSP Rollover Forms

IRA to IRA rollover Forms

Automated Plan Expense Lookup

Integrated with Your Product List

Product Expense Comparison

Here's why Advisors love RegReadyPro's 401k Rollover Tool

Comply with PTE 2020-02

Benefit from DDW's constant exposure to regulatorsDDW's RolloverReady tool is constantly in front of the regulators to ensure you're using the latest and best documentation

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ERISA Research Portal

A More Accurate Fee Finder. RolloverReady integrates with both 5500 Plan Database and Record-Keeper Level Benchmarking because it's more accurate

Product Smart Search

Search Faster. DDW's RolloverReady tool includes the product universe and our SmartSearch feature for quick comparison of product and fees

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Reasonably Available Alternatives

A DDW Differentiator Instantly adds reasonably available alternatives across ALL product types, A unique approach that's powered by Due Diligence Works, LLC. and what the regulators are looking for. 

Additional Solutions and Services from DDW

Digital form creation

Reg BI Form

Available today in RegReadyPro enterprise, the Reg-BI tool covers best interest, the product universe and integrates with the rollover tool if the source of funds are ERISA accounts

Account opening with ease

IRA to IRA form

Available today in RegReadyPro enterprise, the IRA to IRA form documents the clients existing IRA to proposed IRA product and expenses. Integrated with the rollover and reg bi forms

product research portal

Product Research Portal

Compare across all products, include reasonably available alternatives building comparison across product features, benefits and cost

quantitative and qualitative due diligence

Due Diligence Research

Available today in RegReadyPro enterprise, leverage the expertise of DDWs 100+ years of product expertise for a quick view into all aspects of product Due Diligence and scoring for all packaged products.

annuity carrier score card

Carrier Score

Available today in RegReadyPro enterprise, DDW's proprietary scoring system for product manufacturers covers quantitative and qualitative attributes of product carriers. From product features, costs, carrier service and more.

mega matrix to view all financial products in 1 place

Product Mega Matrix

Coming Soon! Introducing the industry's first matrix that expands across all product types, enabling advisors and firms to search across core client needs and concerns for the most suitable products. Send advisors to ONE portal!

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