THE ERISA Rollover Wizard for RIA's and Reg-BI Wizard for Hybrid Independent Financial Advisors
powered by Due Diligence Works, Inc.
DDW At a Glance
PTE 2020-02 Compliant
401K, 403b, TSP Rollover Forms
IRA to IRA rollover Forms
Automated Plan Expense Lookup
Integrated with Your Product List
Product Expense Comparison
1 Click Reasonably Available Alternatives
ERISA Rollovers to Brokerage Accounts
DDW Proprietary 4 Box Product Scoring
Expanded Product Comparison
Product Expense Comparison
Wizard Design for fast, repeatable documentation
Here's why Advisors love RegReadyPro
Comply with PTE 2020-02
Benefit from DDW's constant exposure to regulatorsDDW's RolloverReady tool is constantly in front of the regulators to ensure you're using the latest and best documentation


ERISA Research Portal
A More Accurate Fee Finder. RolloverReady integrates with both 5500 Plan Database and Record-Keeper Level Benchmarking because it's more accurate
Product Smart Search
Search Faster. DDW's RolloverReady tool includes the product universe and our SmartSearch feature for quick comparison of product and fees


Reasonably Available Alternatives
A DDW Differentiator Instantly adds reasonably available alternatives across ALL product types, A unique approach that's powered by Due Diligence Works, LLC. and what the regulators are looking for.
DDW 4 Box Product Scoring
RegReadyPro tools are grounded in the deep product research conducted by DDW’s Team of Product Experts. Leverage DDW's Proprietary 4 box scoring for quick comparison between product features and strengths

Additional Solutions and Services from DDW

Reg BI Form
Available today in RegReadyPro enterprise, the Reg-BI tool covers best interest, the product universe and integrates with the rollover tool if the source of funds are ERISA accounts

IRA to IRA form
Available today in RegReadyPro enterprise, the IRA to IRA form documents the clients existing IRA to proposed IRA product and expenses. Integrated with the rollover and reg bi forms

Product Research Portal
Compare across all products, include reasonably available alternatives building comparison across product features, benefits and cost

Due Diligence Research
Available today in RegReadyPro enterprise, leverage the expertise of DDWs 100+ years of product expertise for a quick view into all aspects of product Due Diligence and scoring for all packaged products.

Carrier Score
Available today in RegReadyPro enterprise, DDW's proprietary scoring system for product manufacturers covers quantitative and qualitative attributes of product carriers. From product features, costs, carrier service and more.

Product Mega Matrix
Coming Soon! Introducing the industry's first matrix that expands across all product types, enabling advisors and firms to search across core client needs and concerns for the most suitable products. Send advisors to ONE portal!