Blog | Due Diligence Works (3)

How Do BDs Survive the Squeeze of More Industry Regulations and the Need to Control Expenses?

Key Takeaway: More Outsourcing and More Regulations Means More DDW

Over the last 12 months, we have seen the fed funds rate increase by 4.5%, directly affecting...

Key Takeaway: We will ring in 2023 with the highest income levels in over 2 years for both FIAs and...

What happened to FTX, and more importantly, what should we think about going forward?

Key Themes Discussed: Reg BI, Complex Products, Best Ex Reviews

There were 4 primary themes that ran throughout the compliance conference.

We are frequently asked "What are firms doing with PTE 2020-02? How are our BD peers handling...

DDW is expanding again. We are fortunate to continue hiring great people who love due diligence and...

Thank you to the over 90 industry leaders who came together to share some great perspectives at the...