DDW's Product Selection, Supervision & Compliance Summit
Thank you to all our attendees (Sold Out - sorry to those we had to turn away, will plan for more room next time). You made it a wonderful success.
Thank you to all our attendees (Sold Out - sorry to those we had to turn away, will plan for more room next time). You made it a wonderful success.
5th Circuit Court of Appeals Ruling on DOL Rule – What does it mean?
Who is best to deliver advice? Broker Dealers and Private Banking firms clearly own the client relationship. Asset managers clearly own the product....
Product Teams Waste Time Chasing Ghosts
We have a broker-dealer client who receives calls from Advisors every week asking to add a new product to the...
Product research (or due diligence) departments have typically focused on Alternative Investments or Managed Money; however, with the Fiduciary...