DDW Product Score
By popular demand from our clients, finally - a 10-page Due Diligence Report in One Number. Welcome the DDW Score, coming soon. Check out an...
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due diligence
DDW 2019 Conference
We just completed DDW's 2nd annual conference focused on Compliance, Supervision, and Product Selection. An overwhelming success and double the...
What does Full Coverage mean?
Just back from a Citywire Pro Buyer conference in NYC. Had the opportunity to sit down with about 12 top asset managers across fixed income,...
Business Expansion - Yuchen Chan joins Due Diligence Works, Inc. as Managing Director of Business Expansion
http://www.digitaljournal.com/pr/4129387
Fiduciary Rule - Is NJ taking the lead? And SEC testimony! All last week
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Webcast & Presentation on Industry Trends and Regulator Expectations for 2019 for BDs and RIAs
DDW President, Michael Freeman, gives webcast on 'Regulator Expectations for 2019 for BDs and RIAs' - 'Managing your Sales Force, Product Shelf...
Chasing Ghosts
Product Teams Waste Time Chasing Ghosts
We have a broker-dealer client who receives calls from Advisors every week asking to add a new product to the...