DDW 2019 Conference
We just completed DDW's 2nd annual conference focused on Compliance, Supervision, and Product Selection. An overwhelming success and double the...
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due diligence
What does Full Coverage mean?
Just back from a Citywire Pro Buyer conference in NYC. Had the opportunity to sit down with about 12 top asset managers across fixed income,...
Business Expansion - Yuchen Chan joins Due Diligence Works, Inc. as Managing Director of Business Expansion
http://www.digitaljournal.com/pr/4129387
Fiduciary Rule - Is NJ taking the lead? And SEC testimony! All last week
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Webcast & Presentation on Industry Trends and Regulator Expectations for 2019 for BDs and RIAs
DDW President, Michael Freeman, gives webcast on 'Regulator Expectations for 2019 for BDs and RIAs' - 'Managing your Sales Force, Product Shelf...
Chasing Ghosts
Product Teams Waste Time Chasing Ghosts
We have a broker-dealer client who receives calls from Advisors every week asking to add a new product to the...
The New Normal for Due Diligence Departments
Product research (or due diligence) departments have typically focused on Alternative Investments or Managed Money; however, with the Fiduciary...