Product Shelf due diligence annuities retirement income product committee broker dealer Managed Money New Products Reg 187

Welcome to New York, Welcome NYS Reg 187

May 29, 2019 | Due Diligence Works

NYS Reg 187 is coming, R U ready.  Attend our Webinar Series this Friday at Noon (click below), and we will walk through what needs to be done and send you our recommendations.  We will also tie this one regulation into the broader landscape.  Don't do business in NY, don't worry, this standard of care is going National soon enough.

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