Webcast & Presentation on Industry Trends and Regulator Expectations for 2019 for BDs and RIAs
DDW President, Michael Freeman, gives webcast on 'Regulator Expectations for 2019 for BDs and RIAs' - 'Managing your Sales Force, Product Shelf and a...
Product Teams Waste Time Chasing Ghosts
We have a broker-dealer client who receives calls from Advisors every week asking to add a new product to the...
Product research (or due diligence) departments have typically focused on Alternative Investments or Managed Money; however, with the Fiduciary...