Blog

Posts about

due diligence (3)

Due Diligence Works

Webcast & Presentation on Industry Trends and Regulator Expectations for 2019 for BDs and RIAs

Read more
Due Diligence Works

Chasing Ghosts

Product Teams Waste Time Chasing Ghosts

We have a broker-dealer client who receives calls from Advisors every week asking to add a new product to the...

Read more
Michael Freeman

The New Normal for Due Diligence Departments

Product research (or due diligence) departments have typically focused on Alternative Investments or Managed Money; however, with the Fiduciary...

Read more