The New Normal for Due Diligence Departments
Product research (or due diligence) departments have typically focused on Alternative Investments...
DDW President, Michael Freeman, gives webcast on 'Regulator Expectations for 2019 for BDs and RIAs' - 'Managing your Sales Force, Product Shelf and a look ahead at the Market'
View the Webcast or download the presentation here
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5th Circuit Court of Appeals Ruling on DOL Rule - What does it mean?
5th Circuit Court of Appeals Ruling on DOL Rule – What does it mean?
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