Is Your Due Diligence Independent - Truly Beyond Reproach

October 17, 2018 | Due Diligence Works

August 21, 2018 - Think Advisor

Read More

Webcast & Presentation on Industry Trends and Regulator Expectations for 2019 for BDs and RIAs

September 17, 2018 | Due Diligence Works

DDW President, Michael Freeman, gives webcast on 'Regulator Expectations for 2019 for BDs and RIAs' - 'Managing your Sales Force, Product Shelf and a look ahead at the Market'

Read More

The New Normal for Due Diligence Departments

October 3, 2017 | Michael Freeman

Product research (or due diligence) departments have typically focused on Alternative Investments or Managed Money; however, with the Fiduciary Standard in now place for the transactional business, how are firms performing due diligence on insurance...

Read More
1

Sign Up Here!

Featured Posts

We just completed DDW's 2nd annual conference focused on Compliance, Supervision, and Product Selection. An overwhelming success and double the...

Follow Us