DDW is entering our 3rd year.  Honored to serve 27 firms in the US and Canada.  Thank you and Happy Holidays.

December 18, 2018 | Due Diligence Works
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Is Your Due Diligence Independent - Truly Beyond Reproach

October 17, 2018 | Due Diligence Works

August 21, 2018 - Think Advisor

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Fiduciary Rule - Is NJ taking the lead? And SEC testimony! All last week

October 4, 2018 | Due Diligence Works
Murphy Jump

Governor Murphy Marks 10 Year Anniversary of 2008...

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Webcast & Presentation on Industry Trends and Regulator Expectations for 2019 for BDs and RIAs

September 17, 2018 | Due Diligence Works

DDW President, Michael Freeman, gives webcast on 'Regulator Expectations for 2019 for BDs and RIAs' - 'Managing your Sales Force, Product Shelf and a look ahead at the Market'

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Checks and Balances

July 19, 2018 | Admin
When the states don’t like what the federal government is doing, they make their own laws. New York State issues its own Best Interest regulation.

NEW YORK DEPARTMENT OF FINANCIAL SERVICES ISSUES FINAL LIFE INSURANCE AND ANNUITY SUITABILITY AND...

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We just completed DDW's 2nd annual conference focused on Compliance, Supervision, and Product Selection. An overwhelming success and double the...

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