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Teague Purcell

Structured Products Industry Update - November 2022

Where Will Structured Products be in the Next Market Cycle?

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Michael Freeman

FTX: A failure of due diligence

What happened to FTX, and more importantly, what should we think about going forward?

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Due Diligence Works

DDW is entering our 3rd year.  Honored to serve 27 firms in the US and Canada.  Thank you and Happy Holidays.

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Due Diligence Works

Is Your Due Diligence Independent - Truly Beyond Reproach

August 21, 2018 - Think Advisor

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Due Diligence Works

Fiduciary Rule - Is NJ taking the lead? And SEC testimony! All last week

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Due Diligence Works

Webcast & Presentation on Industry Trends and Regulator Expectations for 2019 for BDs and RIAs

DDW President, Michael Freeman, gives webcast on 'Regulator Expectations for 2019 for BDs and RIAs' - 'Managing your Sales Force, Product Shelf and a...

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Checks and Balances

When the states don’t like what the federal government is doing, they make their own laws. New York State issues its own Best Interest regulation.

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