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Product Shelf due diligence annuities retirement income product committee broker dealer Managed Money New Products Reg 187
Due Diligence Works

Welcome to New York, Welcome NYS Reg 187

NYS Reg 187 is coming, R U ready.  Attend our Webinar Series this Friday at Noon (click below), and we will walk through what needs to be done and...

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Product Shelf due diligence annuities retirement income product committee broker dealer Managed Money New Products
Due Diligence Works

Product Committee in a Box

Need to set up a product committee?  Wondering if your product committee is on par with your peers?  Thinking your product committee is too...

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Product Shelf due diligence annuities retirement income
Due Diligence Works

DDW Product Score

By popular demand from our clients, finally - a 10-page Due Diligence Report in One Number.  Welcome the DDW Score, coming soon.  Check out an...

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Product Shelf SEC mutual funds Fiduciary due diligence annuities Life Insurance FINRA
Due Diligence Works

DDW is entering our 3rd year.  Honored to serve 27 firms in the US and Canada.  Thank you and Happy Holidays.

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fiduciary rule Product Shelf SEC due diligence FINRA
Due Diligence Works

Webcast & Presentation on Industry Trends and Regulator Expectations for 2019 for BDs and RIAs

DDW President, Michael Freeman, gives webcast on 'Regulator Expectations for 2019 for BDs and RIAs' - 'Managing your Sales Force, Product Shelf...

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Product Shelf Financial Advisors mutual funds due diligence annuities research Life Insurance Advisors
Due Diligence Works

Chasing Ghosts

Product Teams Waste Time Chasing Ghosts

We have a broker-dealer client who receives calls from Advisors every week asking to add a new product to the...

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