Rollover Flows That Work
Satisfy DOL PTE 2020-02 Requirements
ERISA Engine supports firms in mitigating institutional risk by providing intuitive workflows that satisfy regulatory requirements, including intuitive tools to help financial professionals navigate 401K rollovers, and provide complete reg-ready documentation.
Working in the Best Interest of Your Clients
With Reasonable Available Alternatives (RAAs)
Reg BI Engine provides flexible compliance oversight by allowing financial professionals to select RAAs while enabling firms to enforce a centralized, controlled product framework.
Instantly add RAAs across all product types, a unique approach that's powered by DDW's Platform Works to meet the approach regulators are looking for to ensure firms are truly doing their due diligence to act in the best interest of their clients.
Bundle & License the Reg BI Engine for an Additional $500
RegReadyPro Advisory Rollover Edition + Reg Bi Engine for $1250
Per Advisor Annually, Billed Quarterly
Search Across the Entire Product Universe
Search at Scale for On-Demand Product & Fee Info
ERISA Engine includes access to the DDW Platform Works research portal. Leverage the Advisory Engine functionality to conduct product research and fee comparisons in a single unified portal.
Provides on-demand analysis and the tools to support informed oversight across thousands of products, and spanning product types including investment and insurance products, annuities, ETFs, mutual funds, structured products, and more.
