Eyes on the ball - know what to look for!

November 25, 2019 | Due Diligence Works

 

Is saving a Penalty Kick luck or skill?

Some goalies consistently make these saves, watch the NYC Major's Cup MVP (click to watch the kick, I mean the save). Protecting your Broker-Dealer with Product Due Diligence is similar. You have to...

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Welcome to New York, Welcome NYS Reg 187

May 29, 2019 | Due Diligence Works

NYS Reg 187 is coming, R U ready.  Attend our Webinar Series this Friday at Noon (click below), and we will walk through what needs to be done and send you our recommendations.  We will also tie this one regulation into the broader landscape....

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Product Committee in a Box

May 21, 2019 | Due Diligence Works

Need to set up a product committee?  Wondering if your product committee is on par with your peers?  Thinking your product committee is too complex?  Remember, it doesn't have to be onerous, but it does have to be right.  Click below to learn...

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