Are You Ready for More Client Complaints?
As we enter the last quarter of 2024, here are a few predictions for 2025.
Michael Freeman
Active ETFs Good or Bad? But Certainly Needs Some Thought!
We first saw these types of products mostly restricted to the fixed income asset class, but we are...
DOL Changes
relationship is formed. In tandem, the DOL also released their final amendments to prohibited...
Regulations Driving Annuity Product Development
As a reminder, Interim Value is used to calculate account value when a client withdraws money,...
Variable Annuities Sales are Coming with the Risk On Trade
As the Fed continued to raise the Fed Fund Rate, what impact has this had on the annuity product...
What a "Product Diversified" Portfolio Really Means
Over the last 12 months, we have seen the fed funds rate increase by 4.5%, directly affecting...
FTX: A failure of due diligence
What happened to FTX, and more importantly, what should we think about going forward?
What We Learned at the National Society of Compliance Professionals’ (NSCP) National Conference
There were 4 primary themes that ran throughout the compliance conference.