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Due Diligence Works

Fiduciary Rule - Is NJ taking the lead? And SEC testimony! All last week

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Webcast & Presentation on Industry Trends and Regulator Expectations for 2019 for BDs and RIAs

DDW President, Michael Freeman, gives webcast on 'Regulator Expectations for 2019 for BDs and RIAs'...

DDW's Product Selection, Supervision & Compliance Summit

Thank you to all our attendees (Sold Out - sorry to those we had to turn away, will plan for more...

Where is the Smart Money Going

Who is best to deliver advice? Broker Dealers and Private Banking firms clearly own the client...

Chasing Ghosts

Product Teams Waste Time Chasing Ghosts

We have a broker-dealer client who receives calls from...