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annuities (3)

Due Diligence Works

Fiduciary Rule - Is NJ taking the lead? And SEC testimony! All last week

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Due Diligence Works

Chasing Ghosts

Product Teams Waste Time Chasing Ghosts

We have a broker-dealer client who receives calls from Advisors every week asking to add a new product to the...

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Michael Freeman

The New Normal for Due Diligence Departments

Product research (or due diligence) departments have typically focused on Alternative Investments or Managed Money; however, with the Fiduciary...

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