DDW 2019 Conference
We just completed DDW's 2nd annual conference focused on Compliance, Supervision, and Product...
Welcome to Our Blog: research
What does Full Coverage mean?
Just back from a Citywire Pro Buyer conference in NYC. Had the opportunity to sit down with about...
Fiduciary Rule - Is NJ taking the lead? And SEC testimony! All last week
{% video_player "embed_player" overrideable=False, type='scriptV4', hide_playlist=True,...Chasing Ghosts
Product Teams Waste Time Chasing Ghosts
We have a broker-dealer client who receives calls from...
The New Normal for Due Diligence Departments
Product research (or due diligence) departments have typically focused on Alternative Investments...