DDW 2019 Conference

April 8, 2019 | Due Diligence Works

We just completed DDW's 2nd annual conference focused on Compliance, Supervision, and Product Selection. An overwhelming success and double the size of last year. We look forward to working with our current and new clients as we launch some of...

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What does Full Coverage mean?

March 15, 2019 | Michael Freeman

Just back from a Citywire Pro Buyer conference in NYC. Had the opportunity to sit down with about 12 top asset managers across fixed income, emerging market equity and value investing. Also spent time with 50 top BDs and RIAs. One theme was clear...

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Sign up for DDW's Annual Conference

November 13, 2018 | Due Diligence Works
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Fiduciary Rule - Is NJ taking the lead? And SEC testimony! All last week

October 4, 2018 | Due Diligence Works
Murphy Jump

Governor Murphy Marks 10 Year Anniversary of 2008...

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Chasing Ghosts

October 4, 2017 | Due Diligence Works

Product Teams Waste Time Chasing Ghosts

We have a broker-dealer client who receives calls from Advisors every week asking to add a new product to the product shelf. (New Advisors are the most guilty.) As much as the product team would like to ignore...

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The New Normal for Due Diligence Departments

October 3, 2017 | Michael Freeman

Product research (or due diligence) departments have typically focused on Alternative Investments or Managed Money; however, with the Fiduciary Standard in now place for the transactional business, how are firms performing due diligence on insurance...

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