DDW 2019 Conference
We just completed DDW's 2nd annual conference focused on Compliance, Supervision, and Product Selection. An overwhelming success and double the size...
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What does Full Coverage mean?
Just back from a Citywire Pro Buyer conference in NYC. Had the opportunity to sit down with about 12 top asset managers across fixed income, emerging...
Fiduciary Rule - Is NJ taking the lead? And SEC testimony! All last week
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Chasing Ghosts
Product Teams Waste Time Chasing Ghosts
We have a broker-dealer client who receives calls from Advisors every week asking to add a new product to the...
The New Normal for Due Diligence Departments
Product research (or due diligence) departments have typically focused on Alternative Investments or Managed Money; however, with the Fiduciary...